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IIA IIA-CRMA Exam Questions

IIA IIA-CRMA Exam Questions Answers

Certification in Risk Management Assurance (CRMA) Exam

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IIA IIA-CRMA Practice Test Questions ( Updated) – Real Exam Questions & Dumps PDF

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IIA IIA-CRMA Sample Questions – Free Practice Test & Real Exam Prep

Question #1

According to IIA guidance, which of the following statements describes one of the similarities between assurance and consulting services?

  • A. When planning assurance and consulting engagements, internal auditors must consider the strategies and objectives of the activity being reviewed.
  • B. Internal auditors determine the engagement objectives, scope, and work program for both assurance and consulting services.
  • C. Internal auditors must not provide assurance or consulting services for an activity for which they had responsibility within the previous year.
  • D. Both assurance and consulting services generally involve the internal auditor, the area under review, senior management, and the board.
Answer: A
Question #2

Which of the following best describes the details that must be included in the quality assurance and improvement program (QAIP) report to senior management and the board?

  • A. The scope and frequency of internal and external assessments as well as the qualifications and independence of the assessor.
  • B. The scope and cost of the QAIP. frequency of internal and external assessments, and conclusions of the assessor.
  • C. The scope, findings, risks, recommendations, and agreed-upon improvement actions.
  • D. The number and types of people involved in the assessment, costs, and duration of the QAIP
Answer: C 
Question #3

An internal auditor in a small broadcasting organization was assigned to review the revenue collection process. The auditor discovered that some checks from three customers were never recorded in the organization's financial records. Which of the following documents would be the least useful for the auditor to verify the finding?

  • A. Bank statements.
  • B. Customer confirmation letters.
  • C. Copies of sales invoices.
  • D. Copies of deposit slips.
Answer: D
Question #4

According to the HA Code of Ethics, which of the following statements best describes the principle of competency? 

  • A. Internal auditors shall perform their work with honesty, diligence, and responsibility.
  • B. Internal auditors shall perform their work in accordance with the Standards.
  • C. Internal auditors shall perform their work in accordance with the law and make disclosures expected by the law.
  • D. Internal auditors shall be prudent in the use of information acquired while performing their work.
Answer: B
Question #5

Internal audit activity is using the auditing-by-element approach to audit the organization's controls around corporate social responsibility. Which of the following would be an element for the internal audit activity to consider?

  • A. Working conditions.
  • B. Employees' families.
  • C. Marketplace competition.
  • D. Shareholders and investors.
Answer: B 
Question #6

Which of the following factors have the greatest influence on the independence of the internal audit activity?

  • A. Quality assessments and cultural biases of the internal audit activity.
  • B, Rotational assignments and familiarity of the internal audit activity
  • C. Employee incentives and self review of the internal audit activity.
  • D. Organizational positioning and scope control of the internal audit activity.
Answer: D 
Question #7

Which of the following situations is most likely to impair internal audit objectivity? 

  • A. An internal auditor reports both functionally and administratively to the chief financial officer (CFO).
  • B. An internal auditor, who was an accounts receivable intern for the organization three years prior, performs an audit of the accounts receivable cycle.
  • C. According to policy, the internal auditor must obtain approval from the CFO prior to requesting information for internal audit purposes.
  • D. An internal auditor performs an audit in a department that is led by the auditor's close friend.
Answer: D 
Question #8

An internal auditor is using a spreadsheet application to review a cash flow forecast prepared by management. Which of the following correctly identifies the type of evidence this information represents?

  • A. Competent, corroborative evidence of future working capital requirements.
  • B. Sufficient, analytical evidence of the cash flow position at a given point of time in the future.
  • C. Competent, documentary evidence of future cash flow changes within the organization
  • D. Sufficient, circumstantial evidence of the future solvency of the organization.
Answer: C
Question #9

According to IIA guidance, which of the following must internal auditors consider to conform with the requirements for due professional care during a consulting engagement? 1. The cost of the engagement, as it pertains to audit time and expenses in relation to the potential benefits. 2. The needs and expectation of clients, including the nature, timing, and communication of engagement results. 3. The application of technology-based audit and other data analysis techniques, where appropriate. 4. The relative complexity and extent of work needed to achieve the engagement's objectives.

  • A. 1, 2, and 3
  • B. 1, 2, and 4
  • C. 1, 3, and 4
  • D. 2, 3, and 4
Answer: B 
Question #10

A headquarters-based internal auditor has been sent to a major overseas subsidiary to conduct various engagements. Initially, the internal auditor spends time to become familiar with local customs and organization's practices while embarking on the first engagement. Which of the following competencies does the internal auditor exercise?

  • A. Communication.
  • B. Persuasion and collaboration
  • C. Business acumen
  • D. Governance, risk, and control.
Answer: A
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